Ravi Ganjoo
Ravi Ganjoo is a registered investment advisor at Rg Capital Management, LLC, based in Danville, CA, with 26 years of industry experience. Ravi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 19 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RG Capital Management charges a performance fee for qualified clients, taking 50% of the profits when the account exceeds previous losses. For non-qualified clients, they charge 3% of the assets managed annually. Fees are deducted directly from your investment account quarterly.
Location
Danville, CA
Get directionsHistory
Regulatory History (4)
Regulatory
June 2017Customer Dispute
January 2016Customer Dispute
August 2012Customer Dispute
July 2002Employment History
Current Registrations
Rg Capital Management, LLC
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.