DM
DM

David Mills

26 Years of Experience
Atlanta, GA
Broker

David Mills is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David owns rental property in Atlanta, GA since 2016, spending minimal time on rent collection, tenant identification, and maintenance. David is also a sole proprietor of a children's book business since 2022, spending minimal time on it.

Employment History
Current Registrations
Morgan Stanley
April 2015 - Present · 11 yrs 1 mo
Morgan StanleyBroker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
June 1999 - March 2015 · 15 yrs 9 mos
UBS Financial Services INC.Broker
April 1999 - March 2015 · 15 yrs 11 mos
State Registrations34 states
ALARAZCACODCFLGAILINLAMAMDMIMOMSNCNENHNVNYOHOKORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Mills - Financial Advisor | TrueAdvisor