JM
JM

John Mamone

54 Years of Experience
Paramus, NJ
1 DisclosureBroker

John Mamone is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 54 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
June 2002 - June 2009 · 7 yrs
Citigroup Global Markets INC.Broker
July 1985 - June 2009 · 23 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
October 1984 - August 1985 · 10 mos
Becker Paribas IncorporatedBroker
August 1984 - October 1984 · 2 mos
Shearson Lehman/american Express INC.Broker
June 1984 - July 1984 · 1 mo
Lehman Brothers Kuhn Loeb IncorporatedBroker
February 1978 - June 1984 · 6 yrs 4 mos
Lehman Brothers IncorporatedBroker
April 1977 - February 1978 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
May 1972 - March 1977 · 4 yrs 10 mos
State Registrations39 states
AKALAZCACOCTDCDEFLGAIDILINMAMDMEMIMSMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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