James Ballentine
James Ballentine is a CFP-designated registered investment advisor at Discipline Wealth Solutions, INC., based in Greenville, SC, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,946 clients with $750M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.65% |
| $250K - $500K | 1.55% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.40% |
| $2.0M - $5.0M | 1.35% |
| $5M+ | 1.32% |
The adviser receives 1.25% and DWS receives a range from 0.07% to 0.40%, depending on the amount of assets under management.
Fee Estimator
Location
15 Halton Green Way, Greenville, SC, 29607
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance and annuity producer with multiple carriers since 2006, dedicating a few hours per week. He is also president of Ballentine Capital Management, Inc., providing operational services and insurance solutions, which takes up a significant amount of his time. James is also involved in other ventures, including real estate, banking referrals, wealth management, podcasting, book publishing, and advisor education services.
Employment History
Current Registrations
Discipline Wealth Solutions, INC.
Bca Private Wealth, INC.
Previous Registrations
Triad Advisors LLCBroker
Triad Advisors, INC.
Wachovia Securities Financial Network, LLC
Wachovia Securities Financial Network, LLCBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.