John Kosmer
John Kosmer is a registered investment advisor at Sequoia Wealth Management, LLC, based in Appleton, WI, with 26 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 1,640 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual advisory fee is 2.50%. Fees are negotiable depending on the scope and complexity of the engagement.
Fee Estimator
Location
201 S. Riverheath Way, Evergreen Building Suite 1400, Appleton, WI, 54915
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is affiliated with multiple entities including Regency Wealth Management, Sequoia Wealth Management, Midwest Benefits Exchange, Sequoia Financial Network, JJK & AMR, LLC, and LPL Financial. He also sells non-variable insurance products, including life insurance, fixed annuities, and long-term care, dedicating a few hours per week, and is a notary for the State of Wisconsin, dedicating minimal time.
Employment History
Current Registrations
Sequoia Wealth Management, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
Associated Securities CORP.Broker
Jefferson Pilot Securities CorporationBroker
Signator Investors, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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