Michael Griffin
Michael Griffin is a registered investment advisor at Osaic Wealth, INC., based in Houston, TX, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
10260 Westheimer Rd, Ste 300, Houston, TX, 77042
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Regulatory History (2)
Customer Dispute
November 2021Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Michael is a co-owner of Silveroak Financial Group LTD, an insurance brokerage, and a general partner for Silveroak Financial Group LLC. He is also involved in several other business activities, including Griffin Private Inv. LLC, Houston-West Chamber of Commerce, Smart Pipe Board of Directors, Houston Westside PAC, Griffin Spirits, LLC, Swedish American Chamber of Commerce, HCA West, Better Business Bureau of Houston, Griffin Private Investments, and Smartpipe Technologies.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Invest Financial CorporationBroker
Invest Financial Corporation
New England Securities Corporation
New England SecuritiesBroker
Signator Investors, INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.