DC
DC

David Cavicchio

24 Years of Experience
Boston, MA
1 DisclosureBroker

David Cavicchio is a registered investment advisor at UBS Financial Services INC., based in Boston, MA, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

One Post Office Square, Boston, MA, 02109

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History

Regulatory History (1)
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Criminal
February 1990
Final Disposition
Employment History
Current Registrations
UBS Financial Services INC.
July 2023 - Present · 2 yrs 10 mos
UBS Financial Services INC.
May 2009 - Present · 17 yrs
UBS Financial Services INC.Broker
May 2009 - Present · 17 yrs
Previous Registrations
Citigroup Global Markets INC.Broker
June 2004 - April 2009 · 4 yrs 10 mos
Manulife Financial Securities LLCBroker
April 2003 - August 2004 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
December 2000 - April 2002 · 1 yr 4 mos
Lehman Brothers INC.Broker
October 2000 - December 2000 · 2 mos
Sg Cowen Securities CorporationBroker
August 2000 - October 2000 · 2 mos
State Registrations15 states
ARCACOCTFLMAMENCNHNJNYPARITXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Cavicchio - Financial Advisor | TrueAdvisor