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Craig Yates is a registered investment advisor at Morgan Stanley, based in Mount Laurel, NJ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
330 Fellowship Road, Mount Laurel, NJ, 08054
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Regulatory History (1)
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Customer Dispute
October 2004Denied
Other Business Activities
Craig is the president of Flex Gym Inc., a health club, but has no responsibilities. He is also the spouse of a main character in a TV pilot called Thicker Than Water.
Employment History
Current Registrations
Morgan Stanley
May 2016 - Present · 10 yrs
Morgan Stanley
May 2016 - Present · 10 yrs
Morgan StanleyBroker
May 2016 - Present · 10 yrs
Previous Registrations
UBS Financial Services INC.
April 2009 - May 2016 · 7 yrs 1 mo
UBS Financial Services INC.Broker
April 2009 - May 2016 · 7 yrs 1 mo
Citigroup Global Markets INC.
February 2006 - May 2009 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2006 - May 2009 · 3 yrs 3 mos
Legg Mason Wood Walker INC
July 2002 - February 2006 · 3 yrs 7 mos
Legg Mason Wood Walker, IncorporatedBroker
July 2002 - February 2006 · 3 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2001 - July 2002 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1999 - July 2002 · 3 yrs 3 mos
State Registrations19 states
ARAZCACOCTDEFLMDMENJNMNVNYOHORPARISCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.