Carolin Botzenhardt
Carolin Botzenhardt is a registered investment advisor at UBS Financial Services INC., based in La Jolla, CA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1200 Prospect St, Suite 100, La Jolla, CA, 92038
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carolin is the treasurer and a finance committee member for the Institute of Contemporary Art since 2021. She spends minimal time attending meetings to discuss the institution's financial health, manage expenses, and maintain trust funds.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Deutsche Bank Securities INC.Broker
Scudder Investor Services, INC.Broker
Deutsche Bank Securities INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations9 states
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