Adam Ilan Gutman

Citigroup Global Markets INC.

26 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Citigroup Global Markets INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2269 advisors

Number of Clients

56,938 clients

Average Client Portfolio

$823K average

Assets Under Management

$46.9B

Fee Structure

Financial Planning:Investment management only

Location

Citi Wealth Management, Sales, 201 S. Biscayne Blvd, 6th Floor, Miami, FL, 33131

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History

Regulatory History (1)

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Customer Dispute

April 2011

Denied

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Employment History

Current Registrations

Citigroup Global Markets INC.

March 2012 - Present · 13 yrs 11 mos

Citigroup Global Markets INC.

March 2012 - Present · 13 yrs 11 mos

Citigroup Global Markets INC.Broker

March 2012 - Present · 13 yrs 11 mos

Previous Registrations

E*trade Capital Management, LLC

June 2007 - March 2012 · 4 yrs 9 mos

E*trade Securities LLCBroker

November 2005 - March 2012 · 6 yrs 4 mos

Merrill Lynch Pierce Fenner & Smith INC.

June 2005 - July 2005 · 1 mo

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

May 2005 - July 2005 · 2 mos

UBS Financial Services INC.Broker

December 2000 - May 2005 · 4 yrs 5 mos

Continental Broker-Dealer CORP.Broker

August 1999 - December 2000 · 1 yr 4 mos

The J.B. Sutton Group, LLCBroker

March 1999 - May 1999 · 2 mos

State Registrations23 states

ARCACOCTDCFLGAKSKYMAMDMIMNMONJNVNYOHPASCTXVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.