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Christopher Kulick

11 Years of Experience
Norwalk, CT
Broker

Christopher Kulick is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Norwalk, CT, with 11 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

50 Washington St, Ste 600W, Norwalk, CT, 06854

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2025 - Present · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2019 - May 2024 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2019 - May 2024 · 4 yrs 5 mos
Oppenheimer & CO. INC.Broker
February 2003 - June 2005 · 2 yrs 4 mos
Cibc World Markets CORP.Broker
March 2000 - January 2003 · 2 yrs 10 mos
Callahan Financial Services, INC.Broker
June 1999 - February 2000 · 8 mos
State Registrations9 states
CACTDEFLILINMANJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.