Christopher Ayer is a registered investment advisor, based in Stamford, CT, with 26 years of industry experience.
Location
2200 Atlantic Street, Suite 200, Stamford, CT, 06902
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Regulatory History (2)
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Customer Dispute
January 2014Final
Customer Dispute
July 2010Award / Judgment
Other Business Activities
Christopher is an Investment Advisor Representative with Pallas Capital Advisors LLC and a Registered Representative with Purshe Kaplan Sterling Investments, Inc., dedicating most of his time to Pallas. He also serves on the Board of Directors for the Old York Historical Society, a non-profit organization, spending a few hours per week on this activity.
Employment History
Current Registrations
New Edge Wealth
November 2024 - Present · 1 yr 10 mos
Newedge Securities, LLCBroker
November 2024 - Present · 1 yr 10 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2023 - November 2024 · 1 yr 3 mos
Pallas Capital Advisors, LLC
November 2020 - November 2024 · 4 yrs
Triad Advisors LLCBroker
January 2020 - May 2023 · 3 yrs 4 mos
Goss Advisors
January 2020 - December 2020 · 11 mos
Ameriprise Financial Services, LLC.
January 2016 - January 2020 · 4 yrs
Ameriprise Financial Services, INC.Broker
January 2016 - January 2020 · 4 yrs
UBS Financial Services INC.
August 2008 - January 2016 · 7 yrs 5 mos
UBS Financial Services INC.Broker
August 2008 - January 2016 · 7 yrs 5 mos
Citigroup Global Markets INC.
April 2004 - September 2008 · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
April 2004 - September 2008 · 4 yrs 5 mos
Morgan Stanley
July 1999 - May 2004 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
April 1999 - May 2004 · 5 yrs 1 mo
State Registrations7 states
MAMDMEMINHPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.