Michael Finley
Michael Finley is a registered investment advisor at Osaic Wealth, INC., based in Grand Prairie, TX, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2505 N. Highway 360, Suite 490, Grand Prairie, TX, 75050
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an investment advisor representative at S&S Wealth Management, L.P. since 2004 and a registered representative of Triad Advisors, Inc. since 2012, dedicating a few hours per week and about half of his time, respectively. Michael is also an independent licensed insurance agent since 2001, selling life insurance and annuities, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
S&s Wealth Management
Previous Registrations
Triad Advisors LLCBroker
Sws Financial Services, INC.Broker
Washington Square Securities, INC.Broker
State Registrations8 states
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