Kelly Paiz is a registered investment advisor, based in Greenwood Village, CO, with 24 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
February 2021 - Present · 5 yrs 7 mos
Empower Advisory Group, LLC
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
TD Ameritrade, INC.Broker
April 2015 - January 2021 · 5 yrs 9 mos
TD Ameritrade, INC.
April 2015 - January 2021 · 5 yrs 9 mos
Strategic Advisers, INC.
April 2011 - January 2015 · 3 yrs 9 mos
Fidelity Brokerage Services LLCBroker
January 2011 - January 2015 · 4 yrs
AXA Advisors, LLCBroker
October 2010 - December 2010 · 2 mos
Jackson National Life Distributors LLCBroker
April 2007 - February 2010 · 2 yrs 10 mos
Country Trust Bank
April 2005 - April 2007 · 2 yrs
Country Capital Management CompanyBroker
May 2004 - April 2007 · 2 yrs 11 mos
Compass Brokerage, INC.Broker
June 2003 - May 2004 · 11 mos
T. Rowe Price Investment Services, INC.Broker
August 2002 - April 2003 · 8 mos
Janus Distributors, INC.Broker
March 1999 - February 2001 · 1 yr 11 mos
State Registrations47 states
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Exams
No exam information available for this advisor.