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David Woodward

PNC Wealth Management
27 Years of Experience
Wilmington, DE
2 DisclosuresBroker
View SEC Summary
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David Woodward is a registered investment advisor at PNC Wealth Management, based in Wilmington, DE, with 27 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2751 Centerville Road, Suite 208, Wilmington, DE, 19808

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2023
Closed-No Action
Customer Dispute
January 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David owns rental property. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
PNC Wealth Management
January 2004 - Present · 22 yrs 9 mos
PNC Wealth Management LLCBroker
January 2004 - Present · 22 yrs 9 mos
Previous Registrations
Hilliard Lyons Asset Management
May 2003 - January 2004 · 8 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
January 2002 - June 2002 · 5 mos
MML Investors Services, INC.Broker
May 1999 - September 2001 · 2 yrs 4 mos
State Registrations28 states
AZCACOCTDEFLGAILINKYMAMDMEMIMNNCNJNMNYOHOKPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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