Jiang Peng is a CFA-designated registered investment advisor at Smith Affiliated Capital CORP., based in New York, NY. Jiang operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 124 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Smith Affiliated Capital charges an annual management fee based on the investment strategy used. The fee is a percentage of the assets managed and is subject to negotiation based on factors like asset size and liquidity needs. Here are some examples of their annual fees:
- CashPlus: 0.15%
- Low Duration: 0.20%
- Intermediate: 0.30%
- Core: 0.40%
- Enhanced Fixed Income: 0.45%
- Preferred Income: 0.45%
- Equity and Precious Metals: 0.65%
- Short Municipal: 0.35%
- National Municipal: 0.40%
Location
45 Broadway, Suite 210, New York, NY, 10006
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Smith Affiliated Capital CORP.
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.