Jeremy Smith is a registered investment advisor, based in Jacksonville, FL, with 25 years of industry experience.
Location
Jacksonville, FL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
August 2024 - Present · 1 yr 11 mos
Empower Financial Services, INC.
August 2024 - Present · 1 yr 11 mos
Empower Financial Services, INC.Broker
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
January 2022 - August 2024 · 2 yrs 7 mos
Charles Schwab & CO., INC.
January 2022 - August 2024 · 2 yrs 7 mos
TD Ameritrade Investment Management, LLC
November 2012 - September 2023 · 10 yrs 10 mos
TD Ameritrade, INC.
November 2012 - October 2022 · 9 yrs 11 mos
TD Ameritrade, INC.Broker
October 2012 - July 2024 · 11 yrs 9 mos
Raymond James Financial Services Advisors, INC
October 2011 - December 2011 · 2 mos
Raymond James Financial Services, INC.Broker
October 2011 - December 2011 · 2 mos
Charles Schwab & CO., INC.
April 2007 - November 2011 · 4 yrs 7 mos
Charles Schwab & CO., INC.Broker
April 2007 - November 2011 · 4 yrs 7 mos
Countrywide Investment Services, INC.Broker
February 2006 - April 2007 · 1 yr 2 mos
Banc One Securities Corporation
December 2003 - June 2005 · 1 yr 6 mos
Banc One Securities CorporationBroker
December 2003 - June 2005 · 1 yr 6 mos
UBS Financial Services INC.Broker
December 2002 - November 2003 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2000 - December 2002 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
March 1999 - September 2000 · 1 yr 6 mos
State Registrations46 states
AKALARAZCACTDEFLGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.