Thomas Thornton is a registered investment advisor at LPL Financial LLC, based in Chesterfield, MO, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17151 Chesterfield Airport Rd, Chesterfield, MO, 63005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas provides investment services through First Community, a DBA for his LPL business, dedicating all of his time to this. Thomas also has a royalty agreement for a patent as a business owner of Bottle Buddy, which takes minimal time and is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
BMO Harris Financial Advisors, INC
BMO Harris Financial Advisors, INC.Broker
M&i Financial Advisors, INC.
M&i Financial Advisors, INCBroker
M&i Investment Management CORP.
PNC InvestmentsBroker
PNC Investments
Natcity Investments, INC.Broker
Natcity Investments, INC.
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.