TP
TP

Tyson Phillips

24 Years of Experience
Salt Lake City, UT
Broker

Tyson Phillips is a registered investment advisor at Raymond James & Associates, INC., based in Salt Lake City, UT, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

95 S State St, Suite 2180, Salt Lake City, UT, 84111

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
December 2019 - Present · 6 yrs 5 mos
Raymond James & Associates, INC.Broker
December 2019 - Present · 6 yrs 5 mos
Raymond James & Associates, INC.
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Morgan Stanley
January 2012 - December 2019 · 7 yrs 11 mos
Morgan StanleyBroker
December 2011 - December 2019 · 8 yrs
Northwestern Mutual Wealth Management Company
February 2004 - April 2007 · 3 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
April 2002 - December 2011 · 9 yrs 8 mos
Russell Fund Distributors, INC.Broker
February 2001 - February 2002 · 1 yr
State Registrations15 states
AZCACOFLGAIDMANCNMNVNYORTNUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tyson Phillips - Financial Advisor | TrueAdvisor