RH
RH

Rick Hansen

26 Years of Experience
Grass Valley, CA
2 DisclosuresBroker

Rick Hansen is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Grass Valley, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

360 Sierra College Drive, Suite 200, Grass Valley, CA, 95945

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Settled
Customer Dispute
December 2009
Settled
Other Business Activities

Rick owns real estate rental properties. He spends minimal time on this activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
June 2010 - Present · 15 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
May 2009 - Present · 17 yrs
Previous Registrations
Wells Fargo Advisors, LLCBroker
April 1999 - May 2009 · 10 yrs 1 mo
State Registrations41 states
AKALARAZCACOCTDEFLGAHIIDILINKSLAMAMDMIMNMOMTNCNENJNMNVNYOHOKORPASDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.