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CFP
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CFP

Terry Brown

Commonwealth Financial Network
26 Years of Experience
Grass Valley, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Terry Brown is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Grass Valley, CA, with 26 years of industry experience. Terry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

260 Colfax Avenue, Grass Valley, CA, 95945

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Terry sells fixed insurance, dedicating minimal time to this activity. Terry is also a vocal soloist at Church of Christ, Scientist and a secretary/webmaster for Gold Country Estate Planning Council, each taking minimal time.

Employment History
Current Registrations
Commonwealth Financial Network
January 2009 - Present · 17 yrs 9 mos
Commonwealth Financial NetworkBroker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
July 2005 - January 2009 · 3 yrs 6 mos
UBS Financial Services INC.
July 2005 - January 2009 · 3 yrs 6 mos
American Express Financial Advisors, INC.
November 1999 - August 2005 · 5 yrs 9 mos
American Express Financial Advisors INC.Broker
October 1999 - August 2005 · 5 yrs 10 mos
Ids Life Insurance CompanyBroker
October 1999 - August 2005 · 5 yrs 10 mos
State Registrations7 states
CACOFLGAMANVWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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