Robert Leggett
Robert Leggett is a CFA, CFP-designated registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Cary, NC, with 27 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.
Fee Estimator
Location
Cary, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is a part owner in several investment-related entities, including ORGPAG LLC, DIO Management LLC, Wealthshield Insurance LLC, and IGM Brokerage. He spends minimal time on Wealthshield Insurance LLC, which is utilized in connection with the sale of insurance products, and no time on the others.
Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
Previous Registrations
Compass Securities CorporationBroker
Wealthshield LLC
Wealthshield Partners, LLC
Purshe Kaplan Sterling InvestmentsBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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