BW
BW
Brian Warpinski is a registered investment advisor at Morgan Stanley, based in Wayzata, MN, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
445 East Lake Street, Suite 320, Wayzata, MN, 55391
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Regulatory History (2)
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Customer Dispute
May 2010Award / Judgment
Customer Dispute
May 2008Settled
Other Business Activities
Brian is on the Finance Committee for Aim Higher Foundation, focusing on children/youth, civic/community, and education. He spends minimal time on administrative, accounting/bookkeeping, and fundraising tasks for the foundation.
Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1999 - September 2008 · 9 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1999 - September 2008 · 9 yrs 5 mos
State Registrations25 states
AZCACOFLIAILINKYMAMEMIMNMONDNENJNVNYORPASDTNTXWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.