James Blake is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Naples, FL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003Denied
Other Business Activities
James is a member of Avalon Circle LLC and an officer of Seychelles Drive, LLC, both real estate ventures. He spends minimal time on administrative tasks related to these activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 7 mos
Morgan Stanley
August 2010 - Present · 16 yrs 1 mo
Morgan StanleyBroker
August 2010 - Present · 16 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
May 2000 - August 2010 · 10 yrs 3 mos
Dain Rauscher IncorporatedBroker
April 1998 - June 2000 · 2 yrs 2 mos
John G. Kinnard and Company, IncorporatedBroker
April 1997 - April 1998 · 1 yr
State Registrations38 states
ALARAZCACOCTDCFLGAIAIDILINKSMAMDMIMNMOMSMTNCNDNHNJNMNVNYOHORPASCSDTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.