James Blake is a registered investment advisor at Morgan Stanley, based in Wayzata, MN, with 29 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
445 East Lake Street, Suite 320, Wayzata, MN, 55391
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Regulatory History (1)
Customer Dispute
May 2003Other Business Activities
James is a member of Avalon Circle LLC and an officer of Seychelles Drive, LLC, both real estate ventures. He spends minimal time on administrative tasks related to these activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.Broker
Dain Rauscher IncorporatedBroker
John G. Kinnard and Company, IncorporatedBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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