Mitchell Walk
Mitchell Walk is a registered investment advisor at Kestra Advisory Services, LLC, based in Sarasota, FL, with 26 years of industry experience. Mitchell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
1950 Ringling Blvd, Suite 403, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (7)
Customer Dispute
January 2025Customer Dispute
February 2024Customer Dispute
August 2017Customer Dispute
October 2016Customer Dispute
July 2013Customer Dispute
June 2013Customer Dispute
May 2011Other Business Activities
Mitchell is closing out a former company, BUMW Inc, after its sale. He is also an Investment Advisor Representative with Kestra Advisory Services, LLC, and a managing director at SECURITY FINANCIAL MANAGEMENT, focusing on wealth management and financial planning, dedicating nearly full-time hours to these activities. Mitchell also serves on the board of trustees for Flagler College and is a member of CRJ Endowment.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Asset Management Partners
Securities America, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.