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Mitchell Walk

Kestra Advisory Services, LLC
26 Years of Experience
Sarasota, FL
7 DisclosuresBroker
View SEC Summary
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Mitchell Walk is a registered investment advisor at Kestra Advisory Services, LLC, based in Sarasota, FL, with 26 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1950 Ringling Blvd, Suite 403, Sarasota, FL, 34236

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2025
Settled
Customer Dispute
February 2024
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
October 2016
Settled
Customer Dispute
July 2013
Denied
Customer Dispute
June 2013
Settled
Customer Dispute
May 2011
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mitchell is closing out a former company, BUMW Inc, after its sale. He is also an Investment Advisor Representative with Kestra Advisory Services, LLC, and a managing director at SECURITY FINANCIAL MANAGEMENT, focusing on wealth management and financial planning, dedicating nearly full-time hours to these activities. Mitchell also serves on the board of trustees for Flagler College and is a member of CRJ Endowment.

Employment History
Current Registrations
Kestra Advisory Services, LLC
May 2016 - Present · 10 yrs 5 mos
Kestra Investment Services, LLCBroker
January 2001 - Present · 25 yrs 9 mos
Previous Registrations
NFP Advisor Services, LLC
February 2004 - September 2016 · 12 yrs 7 mos
Asset Management Partners
September 2000 - December 2012 · 12 yrs 3 mos
Securities America, INC.Broker
March 2000 - January 2001 · 10 mos
State Registrations33 states
AKALAZCACOCTDEFLGAHIIAILMAMDMEMIMNMSNCNJNMNVNYOHPARISCTNTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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