Ralph Waller
Ralph Waller is a registered investment advisor at Osaic Wealth, INC., based in Thomasville, GA, with 26 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Thomasville, GA
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2022Customer Dispute
February 2020Other Business ActivitiesSells Insurance
Ralph is the president of Waller Wealth Management, dealing with insurance, property and casualty, and long-term care, and also an advisor for Waller Wealth Management DBA Waller Insurance and Investments, Inc., focusing on life insurance and fixed/indexed annuities. Ralph also volunteers with the Community Emergency Response Team (CERT) and is a life sales agent for AC Financial Network, assisting property and casualty agents in writing life insurance for their clients; these activities take a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Proequities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.