Shashi Bhatia is a registered investment advisor at Morgan Stanley, based in Menlo Park, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2725 Sand Hill Road, Pwm, Menlo Park, CA, 94025
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 7 mos
Morgan Stanley
February 2022 - Present · 4 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
June 2017 - January 2022 · 4 yrs 7 mos
UBS Financial Services INC.
June 2017 - January 2022 · 4 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2015 - February 2017 · 1 yr 6 mos
Wells Fargo Clearing Services, LLC
August 2015 - February 2017 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2012 - February 2014 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - February 2014 · 1 yr 10 mos
RBC Capital Markets, LLC
September 2007 - April 2012 · 4 yrs 7 mos
RBC Capital Markets, LLCBroker
September 2007 - April 2012 · 4 yrs 7 mos
Harris Investor Services, INC.
April 2007 - September 2007 · 5 mos
Harris Investor Services, INC.Broker
October 2006 - September 2007 · 11 mos
Northern Trust Securities, INC.Broker
March 2006 - October 2006 · 7 mos
Charles Schwab & CO., INC.Broker
December 2003 - May 2005 · 1 yr 5 mos
State Registrations53 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.