Michael Goncalves
Michael Goncalves is a registered investment advisor at LPL Financial LLC, based in Suffield, CT, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
66 North Main St., Suffield, CT, 06078
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2018Customer Dispute
January 2010Customer Dispute
February 2009Other Business Activities
Michael operates under a DBA for his LPL business through Webster Investment Services since 2011. He also performs bank duties as a Senior Financial Advisor for Webster Bank, helping clients plan for retirement and other life events.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Webster Investment Services, INC.Broker
Advest, INC.Broker
Aetna Investment Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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