Scott Rose
Scott Rose is a registered investment advisor at Thrivent Investment Management INC., based in Golden Valley, MN, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.
Location
701 Xenia Ave. S., Suite 550, Golden Valley, MN, 55416
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott is the President and single member/manager of Summit Business Advisors LLC, though the LLC will not be used currently. Potential future activities include business operations and consulting, executive functions, and coaching and mentoring, requiring minimal time.
Employment History
Current Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Previous Registrations
Silverhawk Asset Management, LLC
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Waddell & Reed
Waddell & ReedBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Ameriprise Financial Services, INC.
American Express Financial Advisors, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.