WL
CFP
WL
CFP
William Levis is a CFP-designated registered investment advisor, based in New York, NY, with 25 years of industry experience.
Location
10 Waterside Plaza, Suite 4H, New York, NY, 10010
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Regulatory History (2)
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Customer Dispute
October 2008Denied
Customer Dispute
March 2003Settled
Other Business ActivitiesSells Insurance
William is the president of Levis Planning, a holding company or tax/bill payment entity, dedicating full-time hours to it. He is also an insurance agent since 2014, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
December 2009 - July 2012 · 2 yrs 7 mos
First Allied Securities, INC.Broker
November 2009 - September 2022 · 12 yrs 10 mos
Citigroup Global Markets INC.
May 2007 - November 2009 · 2 yrs 6 mos
Citigroup Global Markets INC.Broker
May 2007 - November 2009 · 2 yrs 6 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
January 2003 - May 2007 · 4 yrs 4 mos
American Express Financial Advisors INC.Broker
May 1999 - November 2001 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
May 1999 - November 2001 · 2 yrs 6 mos
State Registrations12 states
CACOFLGAILMDMINCNJNYPAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.