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Jeffrey Daft

Robert W. Baird & CO. Incorporated
49 Years of Experience
Roseville, CA
6 DisclosuresBroker
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Jeffrey Daft is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Roseville, CA, with 49 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1400 Rocky Ridge Drive, Suite 250, Roseville, CA, 95661

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Customer Dispute
June 1994
Award / Judgment
Customer Dispute
January 1992
Settled
Customer Dispute
December 1991
Settled
Regulatory
May 1987
Final
Customer Dispute
October 1985
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeffrey is a partner in Daft Partners, which jointly owns a cabin at Lake Tahoe with his brother, dedicating minimal time to making decisions about its use. He is also a limited partner investor in Sacramento Dental Complex/Rental Property, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
February 2009 - Present · 17 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Wachovia Securities, LLC
May 2003 - February 2009 · 5 yrs 9 mos
Wachovia Securities, LLCBroker
July 2000 - February 2009 · 8 yrs 7 mos
Salomon Smith Barney INC.Broker
July 1993 - July 2000 · 7 yrs
Lehman Brothers INC.Broker
July 1990 - July 1993 · 3 yrs
Sutro & CO. IncorporatedBroker
August 1981 - July 1990 · 8 yrs 11 mos
Prudential-Bache Securities INC.Broker
August 1979 - December 1983 · 4 yrs 4 mos
E. F. Hutton & Company INCBroker
December 1976 - September 1979 · 2 yrs 9 mos
State Registrations9 states
AZCAIDINNVUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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