James Worden is a CFA-designated registered investment advisor at The Wealth Consulting Group, based in Folsom, CA, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 12,940 clients with $6.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual fee is 2.50% of assets under management. Fees are negotiable based on account size, complexity, and services required, and vary by representative and platform.
Fee Estimator
Location
Folsom, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a registered investment advisor DBA The Wealth Consulting Group since 2021. He also serves as Chief Investment Officer for WCG Wealth Advisors, dedicating about half his time during trading hours and about half his time outside trading hours to investment management decisions.
Employment History
Current Registrations
The Wealth Consulting Group
Straightway Financial LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Aw Securities
Aw SecuritiesBroker
Pathway Strategic Advisors
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Wells Fargo Securities INC.Broker
Prudential Securities IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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