James Scharff
James Scharff is a registered investment advisor at Stark Financial Advisers, INC., based in Charlotte, NC, with 27 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 186 clients with $95M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 2.00% |
| $150K - $500K | 1.65% |
| $500K - $2.0M | 1.50% |
| $2M+ | 1.50% |
Fees are negotiable. The firm also offers a wrap-fee program called the Wealth Allocation Program with bundled fees.
Fee Estimator
Location
10042 Park Cedar Drive, Suite A, Charlotte, NC, 28210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as an Assistant Branch Manager at R.M. Stark & Co., Inc. since 1999, spending full-time hours on client account management, supervision, research, portfolio management, and trading.
Employment History
Current Registrations
Stark Financial Advisers, INC.
R.M. Stark & CO., INC.Broker
Previous Registrations
Stark Financial Advisers, INC.
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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