David Hemler is a registered investment advisor at LPL Financial LLC, based in Westminster, MD, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20 Liberty St, Suite 2D, Westminster, MD, 21157
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David operates under the DBA Hemler Financial Group since 2009. He also uses Puckett & Sturgill Financial Group as a DBA for his LPL business, dedicating full-time hours to this endeavor.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Mercantile Brokerage Services, INC.
Mercantile Brokerage Services, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Financial Network Investment CorporationBroker
Fsc Securities CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.