ML
CFP
ML
CFP

Michael Larkin

27 Years of Experience
Surprise, AZ
BrokerSells Insurance

Michael Larkin is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Surprise, AZ, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

14997 W Bell Rd Ste 100, Surprise, AZ, 85374

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a business associate at Larkin & Associates, handling business activities, and spends full-time hours there. He is also an insurance agent offering fixed life and annuity products, and provides tax preparation and planning services through Larkin Tax Services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
May 2001 - Present · 25 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2005 - June 2023 · 18 yrs 3 mos
Aetna Investment Services, LLCBroker
March 1999 - May 2001 · 2 yrs 2 mos
State Registrations27 states
AZCACODEFLIAIDILKSMAMIMNMONENJNMNVNYOHOKORPATXUTVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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