Rita Rothstein is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
225 West Santa Clara Street, Suite 900, San Jose, CA, 95113
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2014 - Present · 12 yrs 4 mos
Morgan Stanley
January 2014 - Present · 12 yrs 4 mos
Morgan StanleyBroker
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
June 2005 - January 2014 · 8 yrs 7 mos
UBS Financial Services INC.Broker
June 2005 - January 2014 · 8 yrs 7 mos
Morgan Stanley
July 1999 - June 2005 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
May 1999 - June 2005 · 6 yrs 1 mo
State Registrations24 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.