JM
JM
Joseph Marshall
56 Years of Experience
Dallas, TX
4 DisclosuresBroker
Joseph Marshall is a registered investment advisor at Raymond James & Associates, INC., based in Dallas, TX, with 56 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5956 Sherry Lane, Suite 1900, Dallas, TX, 75225
Get directionsHistory
Regulatory History (4)
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Customer Dispute
March 2016Settled
Customer Dispute
December 2002Settled
Customer Dispute
December 2002Settled
Customer Dispute
November 2002Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.
August 2019 - Present · 6 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 1999 - September 2019 · 20 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 1999 - September 2019 · 20 yrs 6 mos
Dain Rauscher IncorporatedBroker
March 1998 - March 1999 · 1 yr
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
January 1994 - January 1998 · 4 yrs
The Principal/eppler, Guerin & Turner, INC.Broker
December 1979 - January 1994 · 14 yrs 1 mo
Blyth Eastman Dillon & CO. IncorporatedBroker
March 1974 - January 1980 · 5 yrs 10 mos
Dupont Walston, IncorporatedBroker
July 1973 - June 1974 · 11 mos
YBroker
December 1969 - July 1973 · 3 yrs 7 mos
State Registrations20 states
ARAZCACOFLGAILKSKYLAMIMSMTNMNVOHOKORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.