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Kevin Kernan
34 Years of Experience
Dallas, TX
1 DisclosureBroker
Kevin Kernan is a registered investment advisor at Raymond James & Associates, INC., based in Dallas, TX, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
200 Crescent Court, Suite 550, Dallas, TX, 75201
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2004Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2005 - Present · 21 yrs 3 mos
Raymond James & Associates, INC.Broker
January 2005 - Present · 21 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
August 1996 - February 2005 · 8 yrs 6 mos
UBS Financial Services INC.Broker
August 1996 - February 2005 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - August 1996 · 4 yrs 7 mos
State Registrations3 states
ALCATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.