Dorothea Cole
Dorothea Cole is a registered investment advisor at J. W. Cole Advisors, INC., based in Trinity, FL, with 24 years of industry experience. Dorothea operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
8147 Copernicus Way, Suite 103, Trinity, FL, 34655
Get directionsHistory
Regulatory History (4)
Judgment / Lien
May 2022Judgment / Lien
April 2017Judgment / Lien
November 2016Judgment / Lien
April 2011Other Business ActivitiesSells Insurance
Dorothea is the Managing Partner and Owner of Compass Consulting & Financial, a financial planning firm, operating as an Independent Insurance Agent. She dedicates nearly full-time hours to this activity.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Signator Investors, INC.Broker
Signator Investors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Atlas Brokerage Company, L.P.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.