Marshall Quan
Marshall Quan is a registered investment advisor at Sierra Investment Management, LLC, based in Santa Monica, CA, with 25 years of industry experience. Marshall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 312 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.80% |
| $500K - $1.0M | 1.20% |
| $1M+ | 1.00% |
Fees are assessed quarterly in advance. Accounts holding affiliated funds receive a fee offset credit. Fees are negotiable for household relationships exceeding $2 million.
Fee Estimator
Location
3420 Ocean Park Blvd, Ste 3060, Santa Monica, CA, 90405
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sierra Investment Management, LLC
Ocean Park Asset Management, LLC
Previous Registrations
Ocean Park Asset Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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