Sierra Investment Management, LLC manages investment portfolios for individuals, high-net-worth clients, and other entities using a tactical, rules-based strategy. The investment approach focuses on monitoring price trends and using trailing stops to limit potential drawdowns during market downturns, primarily utilizing mutual funds and exchange-traded funds. Sierra Investment Management, LLC is affiliated with Ocean Park Asset Management, LLC, which manages proprietary mutual funds and exchange-traded funds that are sometimes included in client portfolios. Sierra Investment Management, LLC primarily offers discretionary investment management services, with limited financial planning components provided on an occasional, case-by-case basis.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.80% |
| $500K - $1.0M | 1.20% |
| $1M+ | 1.00% |
Fees are assessed quarterly in advance. Accounts holding affiliated funds receive a fee offset credit. Fees are negotiable for household relationships exceeding $2 million.