CS
CFP
CS
CFP

Carla Souther

26 Years of Experience
North Wilkesboro, NC
Broker

Carla Souther is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in North Wilkesboro, NC, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

100 9th street, Suite A, North Wilkesboro, NC, 28659

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carla owns Carla Souther Hauser Financial Services, a support company, and spends minimal time on it. She is also a member/president of CNS of Wilkes County, LLC, a real estate brokerage, dedicating minimal time to this as well.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2012 - Present · 14 yrs 6 mos
Raymond James Financial Services, INC.Broker
February 2012 - Present · 14 yrs 7 mos
Previous Registrations
Lincoln Financial Securities Corporation
April 2008 - March 2012 · 3 yrs 11 mos
Lincoln Financial Securities CorporationBroker
April 2008 - March 2012 · 3 yrs 11 mos
Edward Jones
October 2006 - April 2008 · 1 yr 6 mos
Edward JonesBroker
June 1999 - April 2008 · 8 yrs 10 mos
State Registrations10 states
DCFLMDMONCNYOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carla Souther - Financial Advisor | TrueAdvisor