Shelley York
Shelley York is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Greensboro, NC, with 41 years of industry experience. Shelley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
717 Green Valley Road, Suite 100, Greensboro, NC, 27408
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Regulatory History (1)
Employment Separation After Allegations
April 2019Other Business ActivitiesSells Insurance
Shelley works as a financial advisor for GCG Wealth Management, Inc., dedicating nearly full-time hours to serving securities clients. She also provides insurance products, including fixed insurance and annuities, to clients through Shell York Fixed Insurance, taking minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Scott & Stringfellow, INC.
Scott & Stringfellow, INC.Broker
Scott & Stringfellow, INC.Broker
Painewebber IncorporatedBroker
Prudential-Bache Securities INC.Broker
Pruco Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.