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Scott Speedy

26 Years of Experience
Nashville, TN
BrokerSells Insurance

Scott Speedy is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Nashville, TN, with 26 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1600 DIVISION ST Ste 400, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also holds a fiduciary capacity in community activity, considering running for 3rd Ward Alderman, dedicating a few hours per week. Scott is also an 18% owner of Division Holdings, LLC, a legal entity established for business purposes, dedicating minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2005 - Present · 21 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
May 1999 - Present · 27 yrs
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
May 1999 - January 2002 · 2 yrs 8 mos
State Registrations2 states
TNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Speedy - Financial Advisor | TrueAdvisor