William Prentice
William Prentice is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rochester, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1150 Penfield Road, Rochester, NY, 14625
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a registered representative with Cadaret, Grant & Co. Inc. and owner of Prentice Wealth Management, LLC. He also sells life, accident, health, and variable life insurance, owns real estate holding companies, and has equity in a clothing company.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Prentice Wealth Management LLC
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations35 states
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