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Robb Newman

PNC Wealth Management
27 Years of Experience
Fort Mitchell, KY
1 DisclosureBroker
View SEC Summary
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Robb Newman is a registered investment advisor at PNC Wealth Management, based in Fort Mitchell, KY, with 27 years of industry experience. Robb is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2216 Dixie Highway, Fort Mitchell, KY, 41017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
January 2004 - Present · 22 yrs 9 mos
PNC Wealth Management LLCBroker
January 2004 - Present · 22 yrs 9 mos
Previous Registrations
Hilliard Lyons Asset Management
August 2003 - January 2004 · 5 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
PNC Brokerage CORPBroker
December 2001 - June 2002 · 6 mos
Advest, INC.Broker
November 2000 - December 2001 · 1 yr 1 mo
TD Waterhouse Investor Services, INC.Broker
July 1999 - November 2000 · 1 yr 4 mos
State Registrations12 states
ALAZCACOFLINKYNCNJOHSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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