Rafiq Wiley
Rafiq Wiley is a registered investment advisor at Osaic Institutions, INC., based in Studio City, CA, with 24 years of industry experience. Rafiq operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
12198 Ventura Boulevard #208, Studio City, CA, 91604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rafiq sells individual life/health insurance and P&C insurance through multiple entities. These activities take about 10-20% of Rafiq's time.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
MML Investors Services, LLCBroker
Planmember Securities CorporationBroker
Farmers Financial Solutions, LLCBroker
Invest Financial Corporation
Invest Financial CorporationBroker
Cadaret, Grant & CO., INC.Broker
Invest Financial CorporationBroker
Invest Financial Corporation
AXA Advisors, LLC
AXA Advisors, LLCBroker
John Hancock Distributors LLCBroker
Touchstone Securities, INC.Broker
Sage Distributors, INC.Broker
American Skandia Marketing, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.