John Baxley is a CFP-designated registered investment advisor, based in Knoxville, TN, with 26 years of industry experience.
Location
Knoxville, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the Chief Compliance Officer for Merit Financial Group and Stone Creek Capital Management LLC, both Registered Investment Advisors, dedicating full-time hours to each. He also works as an insurance agent selling various insurance products and holds positions related to insurance and securities businesses, spending minimal time on these roles.
Employment History
Current Registrations
Mfg Securities, LLCBroker
Purshe Kaplan Sterling InvestmentsBroker
Purshe Kaplan Sterling Investments
Merit Financial Advisors
Previous Registrations
LPL Financial LLCBroker
Lamon & Stern, INC.Broker
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.Broker
Ssn Advisory, INC.
Securities Service Network, LLCBroker
Landoak Securities, LLC
Landoak Securities, LLCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Invesmart Securities, LLCBroker
Securities Service Network, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.