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Paul Buckley

USA Financial Securities LLC
26 Years of Experience
Worcester, MA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Paul Buckley is a ChFC-designated registered investment advisor at USA Financial Securities LLC, based in Worcester, MA, with 26 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,246 clients with $300M in assets under management.

USA Financial Securities LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
140 advisors
Number of Clients
1,246 clients
Average Client Portfolio
$238K average
Assets Under Management
$296.5M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.70%

Maximum management fee is 2.7%. Actual fees are negotiated between the client and representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

255 Park Ave. Suite 1000, Worcester, MA, 01609

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History

Regulatory History (1)
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Judgment / Lien
February 2026
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Paul is the President and Owner of Arlex Wealth Management LLC, dba Financial Resource Partners of New England, where he oversees sales and operations, including fixed insurance policies, dedicating about a quarter of his time. He also works part-time as a key holder at Star Market, but this takes minimal time.

Employment History
Current Registrations
USA Financial Securities LLCBroker
December 2022 - Present · 3 yrs 10 mos
USA Financial Securities LLC
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Ameritas Advisory Services, LLC
November 2021 - December 2022 · 1 yr 1 mo
Ameritas Advisory Services
September 2005 - November 2021 · 16 yrs 2 mos
Ameritas Investment Company, LLCBroker
September 2005 - December 2022 · 17 yrs 3 mos
Compass Capital Corporation
January 2004 - December 2004 · 11 mos
Compass Securities CorporationBroker
January 2004 - December 2004 · 11 mos
Eastern Point Advisors INC.
April 2003 - December 2003 · 8 mos
Investors Capital CORP.Broker
December 2002 - December 2003 · 1 yr
New England SecuritiesBroker
April 1999 - December 2002 · 3 yrs 8 mos
State Registrations9 states
CTFLGAMAMENCNHNYRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Paul Buckley - Financial Advisor | TrueAdvisor