James Daniel
James Daniel is a registered investment advisor at MML Investors Services, LLC, based in Winston Salem, NC, with 27 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3779 Vest Mill Road, Suite A, Winston Salem, NC, 27103
Get directionsHistory
Regulatory History (1)
Judgment / Lien
May 2010Other Business ActivitiesSells Insurance
James is an independent insurance agent selling life, accident, and health insurance, and also owns rental real estate. He is also a member of Creative Wealth Management Group, LLC, a financial services firm, but dedicates minimal time to this.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
PFS Investments INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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